-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S6bwMRBcuxL+5Z03fUZpv/yqvStm2aAznWm1Cw+FX/iity56DK9afatwaD9aNeH8 /2fp5X2E7rQ9J1aqjQKyhw== 0000950152-03-001533.txt : 20030211 0000950152-03-001533.hdr.sgml : 20030211 20030211162759 ACCESSION NUMBER: 0000950152-03-001533 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RES CARE INC /KY/ CENTRAL INDEX KEY: 0000776325 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 610875371 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43388 FILM NUMBER: 03550499 BUSINESS ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 5023942100 MAIL ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PETTINELLI VINCENT D CENTRAL INDEX KEY: 0001090131 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5943 MACEWEN CT CITY: DUBLIN STATE: OH ZIP: 43017 BUSINESS PHONE: 6142271976 MAIL ADDRESS: STREET 1: 5943 MACEWEN CT CITY: DUBLIN STATE: OH ZIP: 43017 SC 13G/A 1 l98642csc13gza.txt RES-CARE INC./V. PETTINELLI SC 13G/A AMD. # 3 UNITED STATES SECURITIES EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (AMENDMENT NO. 3) RES-CARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 760943100 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which the schedule is filed: ( ) Rule 13d-1(b) (X) Rule 13d-1(c) ( ) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vincent D. Pettinelli - ----------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ( )(b) ( ) - ----------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - ----------------------------------------------------------------------------------------------- Number of 5. SOLE VOTING POWER Shares 1,421,096 ----------------------------------------------------------------- Beneficially 6. SHARED VOTING POWER Owned By 0 ----------------------------------------------------------------- Each 7. SOLE DISPOSITIVE POWER Reporting 1,421,096 ----------------------------------------------------------------- Person 8. SHARED DISPOSITIVE POWER With 0 ----------------------------------------------------------------- - ----------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,421,096 - ----------------------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES* (X) Excludes shares held by a trust of which Mr. Pettinelli's wife is trustee and beneficiary and in which he disclaims ownership. - ----------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9% - ----------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -----------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILING OUT! SCHEDULE 13G - TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(b) OR 13D-2(b) Item 1(a). Name of Issuer: Res-Care, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 10140 Linn Station Road Louisville, KY 40223 Item 2(a). Name of Person Filing: Vincent D. Pettinelli Item 2(b). Address or Principal Business Office or, if None, Residence: 5943 Macewen Court Dublin, OH 43017 Item 2(c). Citizenship: United States Citizen Item 2(d). Title Class of Securities: Common Stock Item 2(e). CUSIP Number: 760943100 Item 3. Filing Pursuant to Rules 13d-1(b) or 13d-2(b): Not applicable. Item 4. Ownership: (a) Amount Beneficially Owned: Vincent D. Pettinelli 1,421,096 (b) Percent of Class: Vincent D. Pettinelli 5.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Vincent D. Pettinelli 1,421,096 (ii) shared power to vote or to direct the vote: Vincent D. Pettinelli 0
(iii) sole power to dispose or to direct the disposition of: Vincent D. Pettinelli 1,421,096 (iv) shared power to dispose or to direct the disposition of: Vincent D. Pettinelli 0
Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of more than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. None Item 9. Notice of Dissolution of Group. See attached Exhibit A. Item 10. Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 2003 ------------------------------------ Date /S/ Vincent D. Pettinelli ------------------------------------ Signature Vincent D. Pettinelli EXHIBIT A Item 9 For 2001, Mr. Pettinelli filed as a group comprised of Mr. Pettinelli individually and as trustee of the 1989 Declaration of Trust of Vincent D. Pettinelli. As of December 31, 2002, the 1989 Trust no longer beneficially owned more than 5% of the outstanding shares of Res-Care common stock. Thus, Mr. Pettinelli is filing individually and reporting all of the shares he beneficially owns as an individual and as trustee of the 1989 Trust and a charitable trust. -----END PRIVACY-ENHANCED MESSAGE-----